Gerente B Risk and Control - Tlahuac, México - HSBC

HSBC

Empresa verificada

Tlahuac, México

hace 3 semanas

Publicado por:

Rodrigo Fernández

Reclutador de talento para beBee

Descripción

En HSBC estamos comprometidos a construir una cultura donde todos los empleados y clientes sean valorados independientemente de su sexo, edad, orientación sexual, etnia, discapacidad, creencia religiosa, antecedentes o cualquier otro aspecto personal diferente.

Los empleados de HSBC actuamos mostrando integridad con valor, manteniéndonos firmes en lo que es correcto.

Somos confiables, nos mostramos abiertos a diferentes ideas y culturas y estamos conectados con los clientes, la comunidad, los reguladores y entre nosotros.

HSBC te invita a participar en el proceso de selección para:

Gerente Risk and Control

Role Purpose

The role holder is expected to facilitate the maintenance of an effective operational risk and control environment via the execution of the Risk and Control Assessment (RCA) process, provide inputs for identification of Top & Emerging risks, and ensure adherence to the Incident Management process to enable timely Reporting.

The role holder would be required to provide co-ordination and expertise to the RBWM business teams on all aspects of operational risks including audits and work closely with BRCM teams across HTS and other Global Businesses and Functions.

Principal Accountabilities

Ensure that RBWM region and country has a robust and compliant Business Risk Control Management capability within 'First Line of Defence' aligned to the Global model.
Implement and maintain effective BRCM framework throughout the region, which adds value to the RBWM business.
Support RBWM teams in adherence to both internal and external directives from 'Second Line of Defence' including but not limited to Compliance, Operational Risk, Information Security Risk, Business Continuity functions.
Assess and report on the adequacy of operational risk and control environment.
Ensure that the country RBWM team implements compliance policies and procedures in respect of RBWM business, including money laundering deterrence programmes and regulatory projects (including Global Standards, FATCA, Turquoise, Slumber etc).
Provide support in ensuring that the country RBWM team implements compliance policies and procedures in respect of RBWM business, including money laundering deterrence programmes and regulatory projects (including Global Standards, FATCA, CDD, CRS, etc).
Obtaining all required customer information as part of the Build the Case stage of the exit process, to ensure a complete relationship view on the customer is provided. Ensuring appropriate and adequate information is gathered for submission to In Country CS Committee.
Work on strategies, implementation of processes and systems of CDD, FATCA and CRS Administration of CDD, FATCA and Local and Global CRS tools, name screening and negative news.
Implementation of processes according to the Group's Customer Due Diligence methodology. Work in coordination with the Business, Regulations and Control areas for the processes of periodic reviews and "trigger events" aligned with Group policies. Design, execution and documentation of the customer marking process
Perform Sales Quality checks and reporting, which results in potential impacts on Sales force performance and incentives. Maintain adequate checks and monitor Sales Quality outputs.
Effective adoption of policies and guidance in relation to Business Risks
Timely implementation embracing Global, Regional and local needs
Provide adequate support and share best practices with country BRCM / operational risk managers.
Monitor and report on operational risk assessments and operational risk loss data against annual plan to help identify specific operational risk issues
Timely update of all Operational Risk data in the Operational Risk Database i.e. Helios.
Provide assistance / support to RBWM business within the Region on BRCM reviews / Operational risk reporting.

Operational Effectiveness & Control

Ensure adherence to Group Standards, Regulatory and Group Audit requirements
Ensure effectiveness of Operational Risk frameworks throughout the region/country via robust Risk Control Assessments, operational processes and internal controls.
Maintain robust controls that operate effectively and are regularly tested.
Ensure full control testing programme is in place in countries and that they are robust and fit for purpose.
Review and process dispensation requests from countries that pertain to the management of operational risk.
Effective use of Ops Risk tools (including RCA, TRA, ICMP & ORION), Key Indicators and Dashboard, MSIIs and Audit Database to mitigate risks.
Ensure that countries maintain cost discipline, rationalize and consolidate risk expense.

Major Challenges

Changes in internal and external regulatory and compliance requirements at an increasing pace. The role holder therefore needs to be able to quickly analyse complex situations, be dynamic and positive to embrace these changes, identify practical strategies and must establish the