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- Ensure timely delivery of all SOX milestones
- Participate in implementing a single control framework for Operational Risk / SOX
- Monitor and address Regional reportable deficiencies in a timely fashion
- Consolidate Regional deficiencies for reporting to Group Finance in line with the annual reporting timetable
- Perform risk assessment of designated complex processes, project scoping, process and control documentation, and identification of internal controls
- Design and manage testing of key controls to SOX standards
- Challenge first-line management to ensure effective risk management and work with 1st LoD to embed risk policies and provide advice and guidance to ensure an accurate risk profile
- Evaluate and enhance the Risk Management Framework, including timely assessment and closure of gaps, and development of Risk Management skills and behaviours
- Effectively oversee change programs as Risk Steward
Finance NFR Senior Manager and LATAM SOX Lead - Ciudad de México - HSBC
Descripción
Job Summary
This role is responsible for ensuring HSBC meets the requirements of the Sarbanes Oxley Act (SOX) 2002 by supporting SOX compliance within the Group. In conjunction with Finance Control Team, Finance department personnel, and business process owners, this position ensures LAM has a SOX Section 404 compliant internal control environment.
Key Responsibilities
Estimated Salary: $120,000 - $180,000 per year
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